The UK Investment Firms Prudential Regime
HM Treasury’s policy statement on prudential standards in the Financial Services Bill and an FCA discussion paper have set out more...
About Me
James is the Head of Freshfields Bruckhaus Deringer’s financial institutions regulatory practice in London and advises on a broad range of regulatory issues for both wholesale and retail financial services clients.
James is a member of the International Regulatory Strategy Group Council, and of the Regulatory Committee of the British Venture Capital Association. He also sits on the Financial Markets Law Committee Insurance Scoping Forum and the LexisPSL Financial Services Consulting Editorial Board. James has contributed to a number of legal journals and other publications, including the Practitioner's Guide to MiFID II and EU Financial Services Directives.
James joined the firm in 1999 and became a partner in 2006.
James Smethurst's Passles
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In a series of Ministerial written statements, consultations and discussion papers, HM Treasury and the FCA have provided some welcome...
Beyond transition - some clarity on UK financial services reforms
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Brexit: what happens next?
UK Prime Minister Theresa May has lost the ‘meaningful vote’ on her Brexit deal in the House of Commons. It was an overwhelming defeat...
The FCA’s proposals for the temporary permissions regime
In its recent consultation paper the FCA describes the proposed temporary permissions regime (TPR) as “a bridge to our domestic regime”....
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